Posted: 10th December 2018

This paper has been updated, click here to read Embedding the Senior Managers and Certification Regime

Navigating the Senior Managers and Certification Regime (SM&CR) can seem a daunting and arduous task. From December 2019, it will impact nearly 47,000 firms nationwide, affecting their processes, culture and governance structures.

We have put together a comprehensive document of practical considerations for Core and Enhanced tier firms to guide them through the year-long process to successful implementation, including:

  • Detailed overviews of the Senior Managers Regime, the Certification Regime and Conduct Rules
  • Self-assessment questions to measure your current preparedness
  • Tips for setting up a project team, evidencing good governance and logical decision-making
  • Pre-defining ‘reasonable steps’, and other key and documentation
  • Creating a conduct culture and talent development strategy

Download the updated version of this paper here