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Keeping up-to-date with the latest industry topics and regulatory issues can be quite time-consuming!
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Latest Insights
Compliance monitoring
Tackling Pension Transfer Delays: A Call to Action
Complaints around pension transfers are increasing due to bottlenecks caused by lack of timeliness, complexity within firms’ processes and inaccurate or repeated information requests from providers.
Compliance monitoring
Navigating the Regulatory Environment for BNPL Firms
In light of the recent FCA consultation on BNPL, how can firms make sure their implementation is proportionate and effective, and what should they look for in an advisory partner if additional expertise is required?
Compliance monitoring
Key Insights from the FCA on Appointed Representatives
Richard Cooper looks at the FCA’s latest observations of firms working with AR arrangements following the regulator's recent market engagement.
Complaints
The Current State of FOS Complaints - Q1, FY 2024 / 2025
Welcome to the first in a regular series, where we examine the latest trends, updates and considerations for firms in response to FOS complaints data.
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