NAVIGATING THE COMPLEX REGULATORY LANDSCAPE CAN BE A BURDEN
As markets evolve, regulation naturally becomes more complex. Supervision and enforcement becomes more confrontational and intensive to match. Balancing performance and innovation with regulatory compliance in this environment has become a real challenge for many firms.
Huntswood can ease the burden and help you turn compliance into advantage. For more information speak to one of our experts
With our decades of experience in regulated spaces, and the backing of our panel of experts and ex-regulators, we can help you make sense of the complexity, no matter if you're in financial services, utilities, or another regulated marketplace.
MAKE AN ENQUIRY
Get in touch with our team of experts to discuss your company's approach or find out how we can help
Or, if you would prefer to speak directly to us, please call 0333 321 7811
We are there every step of the way, ensuring your business is prepared, meets all prescribed deadlines and expectations, and delivers improved customer experiences. We do this by:
Reviewing your business in line with regulatory focus to ensure you are on the front-foot, with a clear view of any potential areas of risk
Delivering regulatory change programmes to make sure your business delivers to the regulator’s timescales
Providing ongoing assurance and quality checking activities to provide evidence of your continued compliance
Using our operational expertise to design and implement practical and customer-focused solutions
We are supported by our specialist Advisory Panel, made up of industry experts with decades of combined experience in regulatory, governmental and industry bodies. They provide significant value to the solutions we deliver to clients.
Our services include:
Why Huntswood
- Our team of ex-regulators and experts will help you reduce regulatory risk in the most pragmatic, clear and cost-efficient way possible
- Receive ongoing assurance that your business is compliant and delivering the right outcomes
- We provide a truly unique blend of people, process and technology support across a wide range of regulatory change programmes
- If your firm has received an s.166 draft notice, Huntswood (as a member of the FCA's Skilled Person Panel) is equipped to scope and undertake a review that meets the FCA’s specifications.
The Complaints Outlook is back
WE'RE EXPLORING THE EMOTIONAL IMPACT OF COMPLAINTS
Latest Insights
General regulation
ABI and BIBA review indicates good progress in fair pricing, but more needs to be done
Firms will need to continue to consider how they can address excessive price differences between new customers and renewal premiums.
Pensions
Podcast: DEFINED BENEFIT PENSION TRANSFERS: WHAT SHOULD FIRMS BE DOING?
Andy Sutherland joins Huntswood’s Zein Al-Bader and Paul Dyer to continue the discussion on the FCA’s Defined Benefit Pension Transfer policy updates, and its wider implications for the advice industry as a whole
Vulnerable customers
Responsible lending - navigating through uncertainty
Affordability and responsible lending should be a key priority for all businesses operating in consumer finance - no matter what the conditions
Pensions
Understanding the FCA’s new policy on DB pension transfers
Improve your DB advice operating model to meet and exceed advice standards
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