Regulatory Risk and Assurance
Helping firms achieve compliance, mitigate risk and deliver good outcomes
Navigating the evolving regulatory landscape
As markets develop, regulation, supervision and enforcement naturally evolve too. Ensuring high performance, innovation and regulatory compliance in this environment presents challenges for many firms.
Huntswood helps clients turn compliance into competitive advantage. With decades of experience in regulated industries, we can help you minimise risk, maximise returns and create better outcomes for your customers, whether you operate in financial services, utilities, or any other regulated marketplace.
We are engaged with regulators across numerous sectors and jurisdictions, and work closely with leading industry bodies so that we are always ahead of the curve when it comes to regulatory understanding.
Our team of experts ensure that your business keeps pace with regulators expectations and can clearly demonstrate ongoing compliance.
Our services include
Complaints Excellence
Business Quality Assurance
Compliance Monitoring
Target Operating Model
Skilled Person Review (S.166)
Managing Conduct Risk
Regulatory due diligence
Regulatory Health Check
Senior Managers and Certification Regime
Governance and Board Effectiveness
What can you expect from partnering with Huntswood
Best practice & industry insights
Our solutions are based on deep regulatory experience, data analytics and operational delivery over 25 years. We bring the latest market insights, trends, innovation and best practice to all engagements
Bespoke solutions
We work in collaboration with you to fully understand your business and risk profile, tailoring our solutions to your unique requirements.
Commercial value
Huntswood’s commercial proposition helps reduce the need for ongoing capital investment, replacing fixed costs with a flexible cost base, in a range of pricing models.
Speed and flexibility
Flexibility to deal with planned and unplanned customer activity, utilising our operational experience to scale resource as required - quickly and reliably while always upholding the quality of customer outcomes
Operational excellence
Our expertise in process re-engineering ensures your operation is as efficient and effective as possible to ensure you are creating better outcomes with every customer interaction.
Case study
Sourcing pensions experts in 48 hours to investigate a potential DB liability prior to a merger
48 Hrs
To Stand Up Operation
£17M
Savings Annually
180
DB Files
£1M
Per Month Saving Management Costs
Latest insights
Regulatory Update
July 15, 2025
Article
June 25, 2025
Regulatory Update
May 23, 2025
Complaints Calculator
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