NAVIGATING THE EVOLVING REGULATORY LANDSCAPE
As markets develop, regulation, supervision and enforcement naturally evolve too. Ensuring high performance, innovation and regulatory compliance in this environment presents challenges for many firms.
Huntswood helps clients turn compliance into competitive advantage. With decades of experience in regulated industries, we can help you minimise risk, maximise returns and create better outcomes for your customers, whether you operate in financial services, utilities, or any other regulated marketplace.
We are engaged with regulators across numerous sectors and jurisdictions, and work closely with leading industry bodies so that we are always ahead of the curve when it comes to regulatory understanding.
OUR TEAM OF EXPERTS ENSURE THAT YOUR BUSINESS KEEPS PACE WITH REGULATORS EXPECTATIONS AND CAN CLEARLY DEMONSTRATE ONGOING COMPLIANCE.
Our services include:
What can you expect from partnering with Huntswood:
BEST PRACTICE & INDUSTRY INSIGHTS
Our solutions are based on deep regulatory experience, data analytics and operational delivery over 25 years. We bring the latest market insights, trends, innovation and best practice to all engagements
BESPOKE
SOLUTIONS
We work in collaboration with you to fully understand your business and risk profile, tailoring our solutions to your unique requirements
COMMERCIAL
VALUE
Huntswood’s commercial offer helps reduce the need for ongoing capital investment, replacing fixed costs with a flexible cost base, in a range of pricing models
SPEED AND
FLEXIBILITY
Flexibility to deal with complaints arising from planned and unplanned events, utilising our operational experience to scale as required, quickly and reliably
OPERATIONAL EXCELLENCE
Our expertise in helps you manage regulatory change, respond to scrutiny, improve internal controls and boost business performance
Case study:
Sourcing pensions experts in 48 hours to investigate a potential DB liability prior to a merger
Latest Insights
Complaints
Complaints Outlook 2024: A New Era in Customer Experience and Operational Excellence
The 2024 Huntswood’s Complaints Outlook reveals that effective complaint handling can drive brand loyalty and growth. With rising customer expectations, firms must deliver swift, empathetic responses. The new Complaints Calculator quantifies these benefits.
Compliance monitoring
Tackling Pension Transfer Delays: A Call to Action
Complaints around pension transfers are increasing due to bottlenecks caused by lack of timeliness, complexity within firms’ processes and inaccurate or repeated information requests from providers.
Compliance monitoring
Navigating the Regulatory Environment for BNPL Firms
In light of the recent FCA consultation on BNPL, how can firms make sure their implementation is proportionate and effective, and what should they look for in an advisory partner if additional expertise is required?
Compliance monitoring
Key Insights from the FCA on Appointed Representatives
Richard Cooper looks at the FCA’s latest observations of firms working with AR arrangements following the regulator's recent market engagement.