REMAIN ALIGNED WITH THE REGULATORY AGENDA

With so many moving parts within any business’ operations, it’s understandable that, from time-to-time, some elements may need recalibration to ensure they remain compliant and continue to deliver good outcomes for customers.

Our regulatory health checks have already helped many regulated businesses refine their compliance frameworks for the good of their customers and the market. Health checks can also benefit firms looking to become authorised or vary their permissions, as they provide the necessary insight to illustrate discrepancies between a firm’s approach and the regulator’s expectations.

HUNTSWOOD'S GAP ANALYSIS

Huntswood is able to guide your firm in the analysis of current processes and undertake full gap analyses. We’ll assess your firm’s current and proposed approach against regulatory expectations and provide a comprehensive report on potential issues or risks. This can then be presented to senior management, ensuring they are aware of the level of risk the firm’s current approach is exposing it to.

 

Why Huntswood

  • Not only is Huntswood made up of ex-regulators and subject-matter experts, our mature resourcing platform can quickly provide you with the people you need to resolve any identified issue
  • You’ll gain a clear view of how your business is performing in terms of compliance and help you address any issues
  • If you require an ‘extra pair of eyes’ to identify where potential efficiencies lie within your processes and products, Huntswood is well-placed to provide this

Related content

Regulatory due diligence

Regulatory Due Diligence

Make sure you’re seeing the full picture when selling or acquiring a business, clearly and quickly

Skilled persons review s166

Skilled Person Review (S.166)

Get fully prepared for the review process and any resulting action

Policy process and procedures

Policy, Process and Procedures

Getting the ‘nuts-and-bolts’ right will set your firm up for success

Managing conduct risk

Managing Conduct Risk

Take a proactive approach to compliance and gain assurance over quality

Latest Insights

Complaints outlook questions 2
Complaints

Your complaints questions answered – Part 2

'Complaints excellence' means understanding complaints inside and out – here, we tackle more of your questions

Cyber security board
Operational Resilience

Cyber Security in the Boardroom - an interview with Stephen Head

Gadhia Consultant Stephen Head says the Board needs to lead on cyber security

Cyber resilience
Operational Resilience

Cyber Security in the Boardroom - an interview with Mike Peckham

Gadhia Consultant Mike Peckham suggests staying 'cyber secure' is a matter of understanding the threat landscape

Finalised guidance insurance manufacturers distributors
General regulation

Regulatory Update: FG19 / 05 – Finalised Guidance for insurance product manufacturers and distributors

The FCA has released guidance for firms all along the GI distribution chain, reiterating the importance of governance and oversight

SIGN UP FOR REGULAR INSIGHT

Keeping up-to-date with the latest industry topics and regulatory issues can be quite time-consuming! 

Thankfully, our regulatory experts are here to help you stay on top of it all. Fill in the short form below to receive a monthly round-up of our insight, news and analysis. 

Huntswood didn't go off track at all with any part of the delivery and fully understood our business. If any compliance / conduct risk support is required, Huntswood will always be involved in the process.

Motor Finance provider

The Huntswood team have delivered precisely to brief and in a timely manner too. I have been most pleased with the thoroughness of preparation going into the project. This, combined with the obvious regulatory and strategic experience you all have, has made the project a great success.

Managing director, major insurance firm

The high levels of engagement and expertise you have provided ensured we were well informed, consulted and guided (where appropriate) … The collaborative approach was excellent and created trust and understanding around the new model. Not only was this invaluable for the team, it was beneficial for the wider business …

Head of Quality, large general insurance intermediary