Mitigate risks that may emerge from a merger or acquisition
Financial and commercial due diligence are often the focus when it comes to any kind of merger or acquisition. In regulated markets, however, it’s even more crucial that both purchasers and vendors carry out regulatory due diligence before any deal is agreed.
Undertaking a regulatory due diligence review can help the purchaser avoid buying into unknown conduct risks or legacy issues associated with the ‘back-book’. The process can also help the vendor evidence value or identify unknown issues before going to market.
It is important to have a thorough understanding of regulators’ expectations and their shifting area of interest. That’s where we come in.
Huntswood’s regulatory experts will be able to support your firm by providing an assessment of regulatory risks, determine the effectiveness of your firm’s internal controls and carry out an impact assessment on any risks that may emerge from a merger or acquisition. We’ll also help you improve the quality of your management information so that all parties involved have a clear view going forward.
Our due diligence model follows the end-to-end journey of an M&A deal and is adaptable to suit your firm’s needs.
Why Huntswood
- Gain robust regulatory assurance ahead of undertaking any merger or acquisition from a team of ex-regulators and experts in their field
- We’ll be on hand to ensure that, as an acquiring firm, you do not ‘buy into’ excess regulatory risk or past issues
- We’ll also ensure that you, as a vendor, provide a clear view of any risks and how to mitigate them ahead of sale and provide assurance that the deal is great value for money. Basically, we can help move the sale process along
Related pages
Senior Managers and Certification Regime
Helping firms to interpret and embed the SM&CR’s requirements effectively
Regulatory Health Checks
Ensure your operations remain compliant and deliver good outcomes for customers
Regulatory Risk and Assurance
Helping firms mitigate compliance risk while delivering good business and customer outcomes
Mitigating Risk
Risk is always there, how you effectively manage it in your business can be the difference between success and failure.
Latest Insights
Complaints
Recent complaints improvements for clients
Huntswood has worked with clients to realise the following benefits
Customer Servicing
Huntswood Increases customer trust in a major water provider, taking them from bottom to top of the satisfaction league table
Delivering operational, consultancy and process improvement expertise to transform a water supplier's approach to customer service.
Complaints
Case Study: Huntswood Delivers High Quality Complaints Handling
Supporting a leading retail bank to increase its new business checking capacity following regulatory scrutiny
Complaints
Complaints Outlook 2022 Launch Event - Martin Dodd, Implementation and Impact
Watch an excerpt from our Complaints Outlook 2022 event, where Martin Dodd, Huntswood's CEO, speaks more about the key findings of the report, and how they can be implemented to improve customers' complaint journeys.
SIGN UP FOR REGULAR INSIGHT
Keeping up-to-date with the latest industry topics and regulatory issues can be quite time-consuming!
Thankfully, our regulatory experts are here to help you stay on top of it all. Fill in the short form below to receive a monthly round-up of our insight, news and analysis.