Mitigate risks that may emerge from a merger or acquisition
Financial and commercial due diligence are often the focus when it comes to any kind of merger or acquisition. In regulated markets, however, it’s even more crucial that both purchasers and vendors carry out regulatory due diligence before any deal is agreed.
Undertaking a regulatory due diligence review can help the purchaser avoid buying into unknown conduct risks or legacy issues associated with the ‘back-book’. The process can also help the vendor evidence value or identify unknown issues before going to market.
It is important to have a thorough understanding of regulators’ expectations and their shifting area of interest. That’s where we come in.
Huntswood’s regulatory experts will be able to support your firm by providing an assessment of regulatory risks, determine the effectiveness of your firm’s internal controls and carry out an impact assessment on any risks that may emerge from a merger or acquisition. We’ll also help you improve the quality of your management information so that all parties involved have a clear view going forward.
Our due diligence model follows the end-to-end journey of an M&A deal and is adaptable to suit your firm’s needs.
Why Huntswood
- Gain robust regulatory assurance ahead of undertaking any merger or acquisition from a team of ex-regulators and experts in their field
- We’ll be on hand to ensure that, as an acquiring firm, you do not ‘buy into’ excess regulatory risk or past issues
- We’ll also ensure that you, as a vendor, provide a clear view of any risks and how to mitigate them ahead of sale and provide assurance that the deal is great value for money. Basically, we can help move the sale process along
Related pages
Senior Managers and Certification Regime
Helping firms to interpret and embed the SM&CR’s requirements effectively
Regulatory Health Checks
Ensure your operations remain compliant and deliver good outcomes for customers
Regulatory Risk and Assurance
Helping firms mitigate compliance risk while delivering good business and customer outcomes
Mitigating Risk
Risk is always there, how you effectively manage it in your business can be the difference between success and failure.
Latest Insights
Complaints
Prioritising First Point of Contact when dealing with complaints
The first point of contact a customer has with a company is a great opportunity to build trust, set the tone and establish a relationship
General regulation
We are Huntswood - Helen Maslin, Risk Director
Helen Maslin, Risk Director, talks about her role within the business, the experience she brings to the team and how we creating better outcomes for our clients and their customers
Complaints
Podcast: Prioritising First Point of Contact when dealing with complaints
Huntswood’s CEO, Martin Dodd, is joined by Gavin Halliday, Chief Disruption Officer at Virgin Money, to discuss what can be gained when customers are able to speak to the right person straight away
Financial Crime
White Paper: The UK’s Response to Cyber Fraud: The role of business
Clear, pragmatic actions for firms to combat cyber fraud and contribute to making the UK a safer business environment
SIGN UP FOR REGULAR INSIGHT
Keeping up-to-date with the latest industry topics and regulatory issues can be quite time-consuming!
Thankfully, our regulatory experts are here to help you stay on top of it all. Fill in the short form below to receive a monthly round-up of our insight, news and analysis.