Recruitment

Providing regulatory and operational assurance and advice to help you minimise risk, maximise returns, and create better outcomes for your customers

Talk to an expert

Practical expertise, strategic insight

At Huntswood, we bring together a dedicated team of Wealth experts with over a century of combined experience across asset management, banking, and wealth management.

Our team includes professionals who have held senior roles in the industry, as well as former regulators from the FCA and FOS – giving us a unique perspective that translates into real value for our clients.

We understand that in a fast-evolving financial landscape, firms need more than just advice they need insight, agility, and assurance. That’s why our Wealth and Advisory Services are designed to deliver tailored, end-to-end support that helps you stay compliant, competitive, and customer-focused

A holistic approach to wealth advisory

We don’t just advise, we partner with you to enhance every aspect of your business. From regulatory change and governance to operational performance and customer outcomes, our approach is grounded in deep industry knowledge and a commitment to excellence.
  • Tailored solutions aligned to your business goals and risk profile
  • Regulatory and operational assurance to help you manage change and scrutiny.
  • Industry insight to support continuous improvement
  • Quality resourcing to ensure our solutions .
  • A single point of contact for seamless delivery and accountability.

How Huntswood can support your firm​

Ongoing service review
Ongoing service review
Forward-looking and retrospective reviews of advice services to assess quality and fair value. Includes evidence validation, remediation, and redress where needed.
Advice framework review
Advice framework review
Full design and audit of advice frameworks to ensure regulatory compliance and fair value. Includes benchmarking, gap analysis, and adviser charging structure reviews.
Unsuitable advice review (back book)
Unsuitable advice review (back book)
Targeted thematic reviews of historic advice, identifying high-risk areas and poor practices. Supports remediation and regulator engagement with consistent, quality assessments.
Business assurance
Business assurance
Independent checks on new and replacement business to ensure suitability and regulatory compliance. Scalable support during peak periods and long-term resource partnerships available.
Advice Process Engineering
Advice Process Engineering
End-to-end review of advice processes to improve compliance, efficiency, and consistency. Includes benchmarking and assurance across onboarding, training, and business support.
Paraplanning
Paraplanning
Expert paraplanning support for research, illustrations, and report writing. Available as short-term resource or strategic partnership, with added value through process reviews.
Consumer duty – outcomes testing
Consumer duty – outcomes testing
Independent testing of customer journeys to assess delivery of good outcomes. Helps firms evidence cultural alignment, identify risks, and remediate poor practices.
Consumer Duty – Fair Value Assessments
Consumer Duty – Fair Value Assessments
Independent reviews of fees and charging structures to ensure fair value across the customer lifecycle. Informed by regulatory insight and peer benchmarking.

Strengthening our expertise

With the recent appointment of Paul White as Engagement Lead and Vice President, our Wealth offering has been further strengthened. Paul brings over 30 years of hands-on experience, including senior compliance and CRO roles, as well as regulatory insight. His blend of commercial acumen and compliance expertise enables us to offer pragmatic, forward-thinking solutions that drive better outcomes.

Paul White Linkedin-icon

Engagement Lead and Vice President

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