Regional Compliance Manager - Scotland and North East England

Job Type: Permanent
Salary: £45,000 to £55,000 per annum

Our client, a leading provider of Private Wealth Planning services has an immediate opening for a Regional Compliance Manager to join the business.

The Regional Compliance Manager will be responsible for supporting the Compliance department in the delivery of the Training and Competence framework across the business. The Regional Compliance Manager will work with Financial Planners, Regional Development Directors to ensure the Financial Planners;

  • Provide the highest possible standard of advice and service
  • Achieve and maintain competence to perform the role
  • Understand and continue to meet their regulatory responsibilities
  • Adhere to group policies and procedures

The successful applicant will demonstrate;

  • Level 4 Diploma Qualification
  • Experience of delivery Training and Competence frameworks within and Independent Financial Adviser (IFA) environment
  • In-depth knowledge of platforms and products from a technical and regulatory perspective
  • Excellent communication skills, both written and verbal

If you wish to learn more about this position and you demonstrate the required skills and experience, then please apply now.

Apply for this role

Fields marked * are required

Upload your CV*