Regulatory services

 

We offer a range of services to help clients understand and embed regulatory requirements – and ensure they mitigate compliance risk while delivering good business and customer outcomes. We assist firms in the following areas to ensure they have a defined risk appetite, a clear view of the risks to their business and a robust governance methodology to mitigate them.

Compliance monitoring

Take a proactive approach to compliance and meet regulatory requirements while lessening risks to your firm and its customers.

Regulatory healthchecks

Recalibrate products, processes and controls to ensure ongoing compliance and the delivery of good customer outcomes.

Regulatory due diligence

Gain expert support when acquiring or selling a business to understand and effectively mitigate the risks involved.

Skilled Persons Review (S.166)

Find out what to expect from a review, and gain assurance that you're fully prepared for the process and any resulting action.

Senior Managers and Certification Regime

Realise the operational and commercial benefits from implementing the new regime effectively.

Customers in vulnerable circumstances

Ensure your policies, processes and people are able to recognise and react to the needs of vulnerable customers – and that your business delivers good outcomes to these customers.

General Data Protection Regulation (GDPR)

Gain assurance over your approach and ensure effective implementation across your business. 

Why Huntswood

  • Regulatory experts with many years of supervisory experience and an acute understanding of the regulator’s rules and priorities
  • A focus on both business and customer outcomes, ensuring compliant, proportionate solutions that work for your business
  • Operational and technological expertise that allow us to comprehensively optimise processes