Compliance File Checker
Location: West Sussex
Job Type: Permanent
Salary: £27,500 to £32,500 per annum
Our client, an advice business based in West Sussex have an exciting opportunity for an experienced and focussed file checker to join their well-established team.
- Ensure that reports and suitability letters are in line with internal and external (FCA) policies and procedures
- Monitor the advice that is provided to the networks clients by its advisers (predominantly across pensions and investments)
- Provide feedback on any findings whilst undertaking the above duties; this includes inconsistencies/errors and escalating this to the appropriate individual
- Work closely with the FCA and internal compliance team
- Previous investment and pension file checking experience
- Level 4 diploma (or at least working towards this)
- Strong attention to detail
If you are interested in this Compliance File Checker position and have the right skills and experience then please apply now.
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