The FCA has published its annual Business Plan 2018 / 19, which sets out the regulator’s high-level approach, and which also continues to feature its sector views.
The volume of regulatory change and scrutiny of financial services firms remains unprecedented. Firms continue to embed and prepare for a variety of regulatory change initiatives, and undoubtedly have a considerable amount to consider on their compliance agendas.
Huntswood has released our response to the business plan. Our paper provides practical insight into the regulator’s areas of concern, and outlines explicit considerations for firms.
Within this paper, we provide:
- An introduction by Linda Woodall (Former Director, FCA)
- FCA cross-sector priorities ‘at a glance’
- Detailed sector-specific analysis
- A handy regulatory horizon timeline (for your reference)