Implementing the SM&CR


The Senior Managers and Certification Regime (SM&CR) is, perhaps, the most personally impactful piece of regulation in recent memory. It places more responsibility on the shoulders of senior individuals within the financial services sector than ever before – it’s vital to get it right.

Inside, you will find:

  • Self-assessment questions
  • Tips for setting up a project team and evidencing good governance
  • Pre-defining ‘reasonable steps’, and other key documentation
  • Creating a conduct culture and talent development strategy

Download this comprehensive implementation guide today and kickstart your preparations for December 2019.