Advisory and Assurance

 


We deliver robust, independent advice to assure and enhance your firm’s operations – ensuring they are fit for purpose and, importantly, deliver good business and customer outcomes in practice.

We have excellent credentials across products and sectors, and are skilled at dealing with legacy issues. In addition, we take a forward-looking approach to assisting firms in understanding and adapting to future or expected change. Our team includes ex-regulators and industry practitioners who are experts in conduct risk, payments, financial crime and fraud.

We support firms in a wide range of areas, including advice quality and customer outcomes assurance, operating model review and design, compliance monitoring, third party oversight, regulatory due diligence, culture and training.

Huntswood is also appointed to the FCA Skilled Person Panel for the provision of ‘conduct of business’ and ‘governance and individual accountability’ skilled person reviews.

Our operational teams are supported by a specialist Regulatory Conduct Advisory Panel, made up of industry experts with decades of combined experience in regulatory, governmental and industry bodies. They provide significant value to the solutions we deliver to clients.

 
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